Lisa N. Reid is the Chief Compliance Officer at Par5 Capital & Co., with over 25 years of experience in financial services. Before joining Par5 Capital, Lisa served more than 15 years with FINRA and as a regulatory consultant, giving her deep, first-hand expertise in how broker-dealers are examined and regulated. That regulatory background, combined with experience in advisory roles, shapes how she approaches compliance at Par5 Capital: proactively, rather than reactively. At Par5 Capital, Lisa leads the firm's compliance framework, overseeing the policies, procedures, and controls that keep the firm's broker-dealer and investment advisory activities aligned with FINRA and SEC requirements. Her work touches nearly every part of the firm, from onboarding new clients to reviewing communications and supervising the firm's regulatory filings. Lisa holds CAMS (Certified Anti-Money Laundering Specialist) and CFE (Certified Fraud Examiner) certifications, along with FINRA Series 7, 24, and 28 licenses. She works alongside Par5 Capital's leadership team, including President and Founder Bob Ajmani, Chief Executive Officer Dennis Loudon, and Chief Financial Officer Carlos Valdes, to maintain the highest regulatory, ethical, and compliance standards across the firm. To learn more about Lisa N. Reid or Par5 Capital's compliance program, use the contact form below or connect with her on LinkedIn.